Jackie Lyons Pmp Cms
Leading with a firm commitment to integrity, my role as Assistant Vice President at LPL Financial centers on... | Beaverton, Oregon, United States
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Jackie Lyons Pmp Cms’s Emails ja****@lp****.com
Jackie Lyons Pmp Cms’s Phone Numbers No phone number available.
Social Media
Jackie Lyons Pmp Cms’s Location Beaverton, Oregon, United States
Jackie Lyons Pmp Cms’s Expertise Leading with a firm commitment to integrity, my role as Assistant Vice President at LPL Financial centers on enhancing advisory compliance through robust risk management and regulatory oversight. Collaborating closely with our team, we ensure adherence to the Code of Ethics and facilitate operational efficacy within the advisory landscape. With proficiency in compliance management, my focus remains steadfast on policy guidance and the meticulous analysis of advisory activities. Thanks to a collaborative approach, we contribute to the protection of our firm's reputation and the upholding of industry standards, embodying the values of diligence and excellence in the field of compliance.
Jackie Lyons Pmp Cms’s Current Industry Lpl Financial
Jackie
Lyons Pmp Cms’s Prior Industry
Waddell And Reed
|
Lpl Financial
|
National Planning
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Work Experience
Lpl Financial
Assistant Vice President
Sat Apr 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Lpl Financial
Senior Compliance Analyst
Thu Mar 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Apr 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time)
National Planning
Analyst - Advertising Review Unit (ARU)
Sat Oct 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Dec 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)
Lpl Financial
Compliance Analyst
Tue Jul 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Oct 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Lpl Financial
Compliance/Registrations
Fri Jan 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jul 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
Waddell And Reed
Financial Advisor
Thu Mar 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Apr 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time)Skills
Languages
Jackie Lyons Pmp Cms Email Addresses
FAQ About Jackie Lyons Pmp Cms
-
Jackie Lyons Pmp Cms is located at
Beaverton, Oregon, United States -
Jackie Lyons Pmp Cms is a
Leading with a firm commitment to integrity, my role as Assistant Vice President at LPL Financial centers on enhancing advisory compliance through robust risk management and regulatory oversight. Collaborating closely with our team, we ensure adherence to the Code of Ethics and facilitate operational efficacy within the advisory landscape. With proficiency in compliance management, my focus remains steadfast on policy guidance and the meticulous analysis of advisory activities. Thanks to a collaborative approach, we contribute to the protection of our firm's reputation and the upholding of industry standards, embodying the values of diligence and excellence in the field of compliance. Lpl Financial -
Jackie Lyons Pmp Cms currently works in the
Lpl Financial -
Jackie Lyons Pmp Cms specializes in
Leading with a firm commitment to integrity, my role as Assistant Vice President at LPL Financial centers on enhancing advisory compliance through robust risk management and regulatory oversight. Collaborating closely with our team, we ensure adherence to the Code of Ethics and facilitate operational efficacy within the advisory landscape. With proficiency in compliance management, my focus remains steadfast on policy guidance and the meticulous analysis of advisory activities. Thanks to a collaborative approach, we contribute to the protection of our firm's reputation and the upholding of industry standards, embodying the values of diligence and excellence in the field of compliance. -
Jackie Lyons Pmp Cms speaks the following languages:
No languages available. -
Jackie Lyons Pmp Cms has prior experience in the following industries:
Lpl Financial , National Planning , Lpl Financial , Lpl Financial , Waddell And Reed -
Jackie Lyons Pmp Cms has the following professional experience:
Lpl Financial , Lpl Financial , National Planning , Lpl Financial , Lpl Financial , Waddell And Reed . -
You can view Jackie Lyons Pmp Cms’s
LinkedIn profile at LinkedIn URL. -
Jackie Lyons Pmp Cms’s work email addresses are
[email protected] . -
Jackie Lyons Pmp Cms works at
Lpl Financial
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